Rule 144A

Results: 189



#Item
121Financial regulation / Finance / Financial economics / Securities Exchange Act / SEC filings / Securities Act / NASDAQ / Rule 144A / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2009-12-02 09:59:52
122Financial economics / Financial system / Stock market / 73rd United States Congress / Securities Act / Form 144 / Rule 144A / Short / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / Financial regulation

Herbert Smith September 4,2007 Nancy M. Morris Secretary Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2007-09-06 15:06:46
123Financial system / Finance / 73rd United States Congress / Securities / Stock market / Securities Act / Security / Securities Exchange Act / Rule 144A / United States securities law / Financial economics / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-08-21 17:13:49
124Financial economics / Finance / 73rd United States Congress / Financial regulation / Securities / Securities Act / Rule 144A / Securities Exchange Act / Qualified institutional buyer / United States securities law / United States Securities and Exchange Commission / Financial system

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-12-12 10:38:23
125Financial economics / Financial regulation / 73rd United States Congress / Auditing / United States corporate law / U.S. Securities and Exchange Commission / Christopher Cox / Securities Act / Rule 144A / United States securities law / United States Securities and Exchange Commission / Finance

AMERICAN BAR ASSOCIATION Chair Michael H. Byowitz, NY [removed[removed]

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Source URL: www.sec.gov

Language: English - Date: 2006-03-22 11:25:51
126United States Securities and Exchange Commission / Finance / Financial system / Financial regulation / Qualified institutional buyer / Financial services / Regulation D / Rule 144A / Securities Act / Financial economics / Investment / United States securities law

ARNOLD & PORTER LLP David F. Freeman, Jr. [removed[removed][removed]Fax

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Source URL: www.sec.gov

Language: English - Date: 2010-09-01 10:40:47
12773rd United States Congress / Financial regulation / Financial economics / Self-regulatory organizations / Securities Exchange Act / NASDAQ / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Rule 144A / United States securities law / Economy of the United States / United States Securities and Exchange Commission

Microsoft Word - Release[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2005-02-03 14:53:37
128Financial regulation / SEC filings / Stock market / Financial economics / Financial system / Securities Act / Rule 144A / Benchmark / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

By e-mail to: [removed] Mr. Jonathan G. Katz Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2006-03-03 20:26:58
12973rd United States Congress / Financial economics / Financial system / Securities Exchange Act / Stock market / Trade Reporting And Compliance Engine / Rule 144A / Financial Industry Regulatory Authority / Securities Act / United States securities law / United States Securities and Exchange Commission / Financial regulation

Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Dissemination of TRACE Trade Information; Rel. No[removed], File No. SR-NASD

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Source URL: www.sec.gov

Language: English - Date: 2005-12-29 16:47:29
13073rd United States Congress / Financial economics / Economy of the United States / Stock market / Securities Exchange Act / Trade Reporting And Compliance Engine / Rule 144A / Financial Industry Regulatory Authority / Securities Act / United States securities law / United States Securities and Exchange Commission / Financial regulation

Notice of Filing of Proposed Rule Change Relating to Dissemination of Information on TRACE-eligible Securities Transactions

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Source URL: www.sec.gov

Language: English - Date: 2005-11-03 17:04:04
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